Basic Function
Oversight on the Critical Case Unit (CCU) deliverables covering: (i) compliance with Freeze Order, Provisional Asset Preservation Order (PAPO), and Asset Preservation Order (APO); (ii) adherence with AMLC/regulators' requests for information and documents; and (iii) management of AML-adverse news.
Functional Responsibilities
A. Management of High-Profile Cases
Supervises the management of high-profile cases, including clients involved in money laundering predicate crimes.Performs investigation and research on the case.Coordinates with various units and branches to probe relationship and transaction history, including alerts generated, if any.Performs Enhanced Due Diligence (EDD).Files warranted Suspicious Transaction Reports (STRs) or recommends No Suspicious Transaction Report (NSTR), as applicable.Performs fund tracing.