T & C director, manager - Scotland

Eden Scott

📍 Glasgow, Scotland, United Kingdom

Permanent Top Executives

Job Description

An outstanding opportunity has arisen with our regional client for an experienced compliance, training and competency professional to join their management team. The position can be based anywhere in Scotland on a blend of home and office working (to be negotiated). Key responsibilities of the role will be managing the firm's IFA division in line with their T and C scheme, overseeing all aspects in line with ongoing FCA requirements.


Duties will also include but not restricted to:



  • Pre-approval of higher risk business files on a pro-active basis. Pre-approval of files, system management and continual improvement of final salary transfer process which is currently in place

  • FCA reporting, returns and general updating of competency requirements

  • Regular adviser T&C meetings with Key Performance Indicators being analysed and discussed

  • Client observations with a view to enhancing IFA skill levels and checking individual co...
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