Job Description
Join the financial services sector as a Senior Operations Administrator based in Toronto, Ontario, dedicated to efficiently managing Investment Executive inquiries confirming compliance.
You will be responsible for authorizing cash withdrawals, making securities transfers, and meticulously reviewing requests for compliance and completeness. Proactively educate the Sales force while handling transaction reviews and approvals.
Key Responsibilities:
• Authorize cash and securities withdrawals as per policies
• Approve accounts' fund and securities transfers
• Ensure documentation accuracy before processing transactions
• Facilitate ongoing education for the Sales force and assist in issue resolution
• Review and approve currency conversions for clients
Requirements:
• Post-secondary education; Canadian Securities Course is a plus
• Preferred experience in financial services
• Strong understanding of wealth management
• Skills in Microsoft Office, especi...
You will be responsible for authorizing cash withdrawals, making securities transfers, and meticulously reviewing requests for compliance and completeness. Proactively educate the Sales force while handling transaction reviews and approvals.
Key Responsibilities:
• Authorize cash and securities withdrawals as per policies
• Approve accounts' fund and securities transfers
• Ensure documentation accuracy before processing transactions
• Facilitate ongoing education for the Sales force and assist in issue resolution
• Review and approve currency conversions for clients
Requirements:
• Post-secondary education; Canadian Securities Course is a plus
• Preferred experience in financial services
• Strong understanding of wealth management
• Skills in Microsoft Office, especi...