Job Description
Description
Major Responsibilities
Responsible for leading and executing specific components of the regulatory compliance program.
In particular:
Regulatory Compliance Program Leadership
- Take ownership of assigned regulatory programs including Privacy, Consumer Protection, FATCA/CRS, or other designated areas
- Lead the development and implementation of compliance policies, procedures and frameworks for assigned areas
- Serve as the subject matter expert for assigned regulatory areas, providing authoritative guidance to business units and leadership
- Monitor regulatory developments and proactively assess impact on Alterna's operations
- Lead regulatory change initiatives and working groups for assigned areas
- Provide regular updates and reports to the Manager, Regulatory Compliance on program status and emerging risks
Risk Assessment and Control Testing