Senior Associate, Corporate Compliance
OCC
📍 Chicago, Illinois, United States
Job Description
*****THIS POSITION IS NOT ELIGIBLE FOR VISA SPONSORSHIP*****
What You'll Do:
This role will report to the Director, Corporate Compliance, and will assist in the development, facilitation, and execution of the programs that make up OCC’s Corporate Compliance environment. This includes, but is not limited to, assisting in the execution of the Policy Governance Policy, Conflicts of Interest, Code of Conduct and Contingent Worker Code of Conduct, Reported Concerns and Investigations programs and Electronic Communications Policy.
Primary Duties and Responsibilities:
To perform this job successfully, an individual must be able to perform each primary duty satisfactorily.
Assist in the facilitation and execution of the Conflicts of Interest program, including on-boarding of new employees, training of new and seasoned employees, and the monitoring of employees for violations of the Conflicts of Interest Monitoring Procedu...