Securities Portfolio Operations (Bank) #ESY

Securities Transfers
. Ensure all required approvals are obtained and instructions provided by the Business comply with clients' signing mandates and internal procedures
. Maintain close coordination and communication with Front Office, internal stakeholders, custodians, and counterparties
. Manage daily securities transfer requests efficiently from initiation through to completion
. Process securities transfer requests accurately and within agreed timelines
. Monitor, manage, and resolve failed transfers effectively
. Ensure adherence to established procedures, control guidelines, market regulations, and compliance requirements
. Deliver efficient and seamless support to the Front Office
. Escalate any procedural deviations in a timely manner

Control
. Manage and reconcile stock and cash breaks effectively
. Perform end-of-day control checks
. Conduct Risk & Control Self-Assessment (RCSA) checks
. Ensu...