Job Description
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In this role, you will:Be accountable for client discovery, development of the Investment Policy Statements (IPS), portfolio modelling and investment compliance with the client’s IPS
Contact is initiated by the client, Financial Consultant or the PM and can be facilitated through voice and web channels by the PM. Depending on the service and contact model requirements, client contact with the PM will be through telephone, email and web conferencing (i.e., Teams Meetings). At least one formal investment review will occur annually with the FC, the client & the PM (virtually).
Be licensed nationally and supports a team of advisors in your assigned region as the Portfolio Manager for assigned PIC clients, providing discretionary investment management while partnering with the FC
Transactional and execution-focused in relation to investment discussion, compliance and regulatory obligations and advisor-led client meetings....