Mandeville Operations Director Role
M
Mandeville Private Client Inc.
📍 burlington, halton region, Canada
Job Description
Join Mandeville as the Operations Director, focusing on compliance and operations management for Type 2 and Type 3 Introducing Brokers. Foster key partnerships and drive operational success.
As Operations Director at Mandeville, you will maintain oversight of operations in alignment with CIRO regulations. This role emphasizes relationship-building with service providers like Fidelity Clearing Canada. Your leadership will ensure effective back-office operations and support Investment Advisors in their client transitions.
Key Responsibilities:
• Oversee operational framework for compliance and accuracy
• Coordinate with IT on operational systems and data flows
• Support audit readiness and regulatory compliance
• Provide guidance to operations staff
• Develop policies in line with best practices
Requirements:
• 5-7 years’ experience in financial services management
• Experience with Type 2 and Type 3 Introducing Brokers
• Knowledge of CIRO operational fra...
As Operations Director at Mandeville, you will maintain oversight of operations in alignment with CIRO regulations. This role emphasizes relationship-building with service providers like Fidelity Clearing Canada. Your leadership will ensure effective back-office operations and support Investment Advisors in their client transitions.
Key Responsibilities:
• Oversee operational framework for compliance and accuracy
• Coordinate with IT on operational systems and data flows
• Support audit readiness and regulatory compliance
• Provide guidance to operations staff
• Develop policies in line with best practices
Requirements:
• 5-7 years’ experience in financial services management
• Experience with Type 2 and Type 3 Introducing Brokers
• Knowledge of CIRO operational fra...