Job Description
The Lead – OTC Operations will own end-to-end operations for Over the Counter (OTC) and unlisted products within Private Wealth Management. The role requires deep product knowledge, strong control discipline, and the ability to build and lead a specialized team across fixed income settlement, secondary AIF execution, and unlisted equity/CCPS and CCD transactions
Key Responsibilities
Trade Execution & Settlement
- Own trade execution and settlement across OTC Fixed Income instruments, ensuring timely and accurate settlement.
- Manage end-to-end execution for unlisted equity, CCPS, and CCD trades, coordinating with counterparties, custodians, and RTAs.
- Coordinate with counterparty operations teams to resolve confirmation mismatches and settlement fails.
Secondary AIF Documentation & Execution
- Dr...