Investment Compliance Specialist, Senior Associate

State Street

📍 Kraków, Lesser Poland Voivodeship, Poland

Full time Financial Specialists

Job Description

Purpose Of Role:

Investment Compliance Specialist's core responsibility is monitoring of compliance results on client portfolios and coordinating work of the team. Under the supervision of Manager, the Investment Compliance Specialist will engage in various projects, non-standard analysis and initiatives related to technical aspects of the business.

Note -The role requires a minimum 3 days/ week working from office

Specific Duties:

Accountability over Service Delivery

  • Take responsibility for the quality and timelines of service provided and ensure team meets green KPI target 

  • Take a leading role in the review of processes, procedures, controls and initiate remedial action as necessary

  • Participate as technical SME in the development, testing and implementation of new systems and products

  • Raise, escalate and track resolution progress of operational issues, provide timely updates ...

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