Job Description
Primary Purpose of Role
The Compliance officer will support the organisation’s compliance framework with a particular focus on anti‑money laundering (AML) and data privacy. The role will help ensure that internal processes, records, and controls are maintained in line with relevant legal and regulatory requirements, including AML legislation, ICAEW regulations, and UK GDPR / Data Protection Act 2018 obligations. The postholder will provide administrative, monitoring, and reporting support to the compliance function and work closely with colleagues across the business to promote good compliance practice.
Key Responsibilities
- Assist with Client and third‑party due diligence processes, including identification checks, verification of beneficial ownership, screening against sanctions and politically exposed persons (PEP) lists, and risk‑based file reviews.
- Support ongoing AML monitoring activities, including periodic reviews, trigger event revie...