COMPLIANCE OFFICER – DFSA/FSRA COMPLIANCE (COBS) EXPERIENCE REQUIRED

COMPLIANCE OFFICER – DFSA/FSRA COMPLIANCE (COBS) EXPERIENCE REQUIRED

AED 35K – 45K PM + Benefits ABU DHABI

REF:4197D6

We are recruiting for a leading firm seeking candidates with recent experience of DFSA or FSRA COBS Compliance. Duties will include;

1. Acting as the Compliance Officer & MLRO for client firms
2. Completing all required Compliance monitoring and drafting reports including recommendations on control enhancements or procedural changes where required
3. Ensuring that both AML & Compliance systems operating properly and all staff properly trained on such
4. Assisting in all required reporting to the FSRA
5. Advising client firms on advisory issues on an ongoing basis

You must live in or close to the centre of Abu Dhabi with at least five years experience in Conduct of Business compliance from the buy and/or sell side (and a good und...