Job Description
Head of Compliance & Lead T&C Supervisor
Birmingham | Hybrid (3 Days Office / 2 Days Home)
£65,000 - £70,000 + Benefits
Are you an experienced compliance professional with strong SMCR, Training & Competence and Wealth Management experience?
We are recruiting on behalf of a growing financial planning firm seeking a Head of Compliance & Lead T&C Supervisor to take ownership of the firm's compliance framework and Training & Competence programme.
This is a senior leadership position working directly with the executive team and supporting the firm's SMF16 and SMF17 functions , ensuring the business continues to meet its regulatory obligations whilst maintaining the highest standards of client outcomes, governance and adviser competence.
The Role
This position combines responsibility for the firm's compliance oversight framework with leadership of its Training & Competence scheme.