Compliance Focused Branch Manager
I
iA American Warranty Group
📍 saskatoon, division no. 11, Canada
Job Description
Join iA Financial Group as a Branch Manager in Saskatoon, focusing on compliance and operational excellence. Help advisors succeed by ensuring adherence to company policies and fostering strong relationships.
In this role, you'll implement compliance measures while managing branch operations. Your responsibilities will include training staff, addressing risks, and maintaining communication within the team. Strong leadership and decision-making skills are essential to navigating the regulatory landscape and supporting advisor development.
Key Responsibilities:
• Supervise daily operations and compliance activities
• Conduct audits and prioritize corrective actions
• Develop rapport with advisors, guiding on policies
• Lead branch meetings and operational discussions
• Provide training on compliance and regulatory best practices
Requirements:
• At least 2 years in a financial services role
• Completed industry certifications (CSC, CPH required)
• Excellen...
In this role, you'll implement compliance measures while managing branch operations. Your responsibilities will include training staff, addressing risks, and maintaining communication within the team. Strong leadership and decision-making skills are essential to navigating the regulatory landscape and supporting advisor development.
Key Responsibilities:
• Supervise daily operations and compliance activities
• Conduct audits and prioritize corrective actions
• Develop rapport with advisors, guiding on policies
• Lead branch meetings and operational discussions
• Provide training on compliance and regulatory best practices
Requirements:
• At least 2 years in a financial services role
• Completed industry certifications (CSC, CPH required)
• Excellen...