Compliance Analyst, WAPC and WAUSA

Wellington-Altus

📍 winnipeg, mb, Canada

Full-time Other-General

Job Description

Location

This posting is for an existing vacancy in Wellington-Altus’ Winnipeg, Toronto, Burlington, or Vancouver office.

Our organization

Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., and Wellington-Altus Private Wealth Inc.-the top-rated investment dealer in Canada and one of Canada’s Best Managed Companies. With over $45 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers and their high-net-worth clients.

The opportunity

Reporting to the AVP, Compliance, WAPC/WAUSA, the Compliance Analyst, is responsible for providing primary compliance support to Wellington-Altus Private Counsel (WAPC) (provincially regulated PM and IFM) and Wellington-Alt...

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