Job Description
Based in Toronto, this compliance role oversees the daily operations of the GWAM and GA Investments Code of Ethics Program, supporting regulated entities across Global Wealth & Asset Management (GWAM) and General Account Investments (GA). The position supports various Employee Conflict of Interest Programs such as Gifts and Entertainment, Outside Business Affiliations, Political Contributions, and Personal Trading.
The successful candidate will provide dedicated, real-time expertise and support to our current Access Person population globally and provide hands-on support for the Program’s improvement projects and initiatives. The position reports directly to the Manager Compliance, and will collaborate closely with the team in Toronto, the offshore team in Manila, and Senior Director in Boston
Position Responsibilities:
Oversee day-to-day operations: Provide day-to-day compliance support, address inquiries from our Access Persons related to the GWAM/GA I...