Job Description
Corporate Compliance Services partners with UMB management in its obligation to effectively manage compliance and related risks within the UMB family of corporations.
This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes a strong culture of compliance, and fulfills regulatory expectations of administering effective compliance monitoring and other mandated programs.
As a Fiduciary Compliance Analyst, you will assist with the ongoing administration and execution of the Fiduciary Compliance Management Programs.
**How you’ll spend your time:**
+ Perform compliance monitoring to validate the effectiveness of compliance policies and procedures and regulatory requirements.
+ Review and assess the first line of defense quality control activities for completion, appropriateness of design, and escalate concerns when appropriate.
+ Perform risk assessments over t...
This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes a strong culture of compliance, and fulfills regulatory expectations of administering effective compliance monitoring and other mandated programs.
As a Fiduciary Compliance Analyst, you will assist with the ongoing administration and execution of the Fiduciary Compliance Management Programs.
**How you’ll spend your time:**
+ Perform compliance monitoring to validate the effectiveness of compliance policies and procedures and regulatory requirements.
+ Review and assess the first line of defense quality control activities for completion, appropriateness of design, and escalate concerns when appropriate.
+ Perform risk assessments over t...