Compliance Analyst - Asset Management

Key responsibility for maintaining the compliance and AML framework

This is a busy and business facing role requiring a degree of autonomy, within a successful and dynamic investment management business.

Working in partnership with the business teams and senior management in each office

Key Responsibilities:

Compliance monitoring

1. Undertake the compliance monitoring programme, report on findings, make recommendations and ensure they are successfully implemented
2. Assist in continuous development of compliance monitoring programme, leveraging the use of technology and analytics
3. Maintain the compliance monitoring programme

KYC and sanctions

1. Conduct KYC and sanctions screening
2. Coordinate and conduct initial and periodic AML checks on clients and deal counterparties
3. Draft reports to the Board and the Global AML Commi...