Compliance - AML Analyst | Halifax

Responsibilities

• Perform investor AML/KYC checks using a risk database system
• Control and track pending investor documentation by clients
• Organize logs for ongoing progress monitoring
• Review and clear alerts daily generated by the risk database
• Escalate alerts to cases for further review in a timely manner, as appropriate

Qualifications

• Bachelor's degree in Finance, Accounting, Business, Criminal Justice, or a related field, or equivalent professional experience.
• Familiarity with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, including best practices applicable to SEC-registered investment advisers.
• Strong analytical skills with the ability to review investor information, identify potential risks, and exercise sound judgment.
• Excellent organizational skills with a proven ability to manage m...