Job Description
About the role
Lea atentamente toda la información sobre esta oportunidad y luego utilice el botón de solicitud de abajo para enviar su CV y su candidatura.
Our Compliance team blends regulatory expertise with data‑driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast‑moving, digital environment they stay one step ahead by finding smart, scalable ways to manage conduct risk.
We’re looking for a Business Compliance Manager to act as a first‑line compliance partner for our Wealth & Trading business.
What you’ll be doing
Act as a first‑line compliance partner for Wealth & Trading, with a primary focus on marketing communications and financial promotions.
Review and approve marketing materials to ensure they are fair, clear, balanced and not misleading, with appropriate risk disclosures and disclaimers.
Advise on the regulatory differences between marketing materials, investment researc...
Lea atentamente toda la información sobre esta oportunidad y luego utilice el botón de solicitud de abajo para enviar su CV y su candidatura.
Our Compliance team blends regulatory expertise with data‑driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast‑moving, digital environment they stay one step ahead by finding smart, scalable ways to manage conduct risk.
We’re looking for a Business Compliance Manager to act as a first‑line compliance partner for our Wealth & Trading business.
What you’ll be doing
Act as a first‑line compliance partner for Wealth & Trading, with a primary focus on marketing communications and financial promotions.
Review and approve marketing materials to ensure they are fair, clear, balanced and not misleading, with appropriate risk disclosures and disclaimers.
Advise on the regulatory differences between marketing materials, investment researc...