Business Analyst III – Compliance Audit/Testing - TDJP00057800

Overview

Our client, a leading financial institution, is seeking a Business Analyst III to support its Compliance Audit and Testing function within the Wealth division. This role is focused on executing and managing compliance testing engagements, ensuring adherence to regulatory standards, and delivering high-quality audit reports. Reporting to the Testing Manager, the successful candidate will play a critical role in planning, executing, and reporting on compliance testing activities. This position requires a strong understanding of regulatory frameworks, audit methodologies, and internal controls within a banking or wealth management environment. This is a highly collaborative role with 100% interaction across internal stakeholders, requiring strong communication, analytical thinking, and relationship management skills.

Responsibilities

• Plan and execute compliance and control testing engagements aligned with regulatory requirements
• A...