Assistant Manager/Deputy Manager – Operational Compliance
Nippon India Mutual Fund
📍 hyderabad, telangana, India
Job Description
Position title: Assistant Manager/Deputy Manager – Operational Compliance
Location: Mumbai / Hyderabad
Department: R&T Operations
Grade: IL5/IL4
Organizational relationships Reports to: AVP – R&T Ops
Purpose of the Job : To ensure that the mutual fund operations comply with SEBI regulations, internal policies, and industry best practices. The role involves implementation and monitoring of various regulations, reviewing internal processes, coordinating with various departments to maintain a strong compliance framework.
Key Responsibilities:
- Monitor day-to-day mutual fund operations to ensure compliance with SEBI, AMFI, and internal guidelines.
- Conduct periodic compliance checks and operatio...