Assistant Manager / Manager, Regulatory Compliance

Job Description

• Oversee operations and administrative team to ensure smooth running of the Regulatory Compliance department, including collaborating closely with stakeholders from group or company-wide department / functions
• Liaise with Business/AML/Legal for Proposals/LOEs/DDQs/OneView
• Lead for RegCom Asia revenue tracking and reconciliation
• Central point of contact for RegCom (internal or external) events
• Handle information requests from other business units such as Marketing or Commercial
• Handle client satisfaction surveys and elevate client complaints to Risk & Compliance
• Data analysis (including utilization, profitability of each client, pricing, etc)
• SOPs to be finalized and updated in centralized folder for RegCom Asia
• Responsible for Microsoft Lists, Outlook mailing list and Shared Mailboxes (streamline where necessary)
• Coordinate with various teams within the Regulat...